My Broker-Dealer: Cetera Advisors
I am affiliated with Cetera Advisors, one of the premier
broker-dealers in the industry and part of the family of
independently managed firms of Cetera Financial Group.
I think it’s important for you to know who these partners
are and why I have chosen to work with them. As my
broker-dealer, Cetera Advisors is responsible for executing
trades on your behalf. Like all broker-dealers, it
must undergo regular auditing, and is required to meet
specific net capital requirements to ensure it can meet
its obligations to investors like you. But their support
for our relationship goes well beyond its function as
trade executor.