About

My Broker-Dealer: Cetera Advisors

I am affiliated with Cetera Advisors, one of the premier

broker-dealers in the industry and part of the family of

independently managed firms of Cetera Financial Group.

I think it’s important for you to know who these partners

are and why I have chosen to work with them. As my

broker-dealer, Cetera Advisors is responsible for executing

trades on your behalf. Like all broker-dealers, it

must undergo regular auditing, and is required to meet

specific net capital requirements to ensure it can meet

its obligations to investors like you. But their support

for our relationship goes well beyond its function as

trade executor.

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